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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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SUP 10A.4 Specification of functions

PERG 2.3 The business element

COBS 11.6 Use of dealing commission [deleted]

EG 10.4 Other relevant powers

RCB 3.3 Asset pool notifications

SUP 4.5 Provisions applicable to all actuaries

DISP 4.2 Standard terms

DTR 2.2 Disclosure of inside information

PERG 8.5 In the course of business

REC 2.7 Access to facilities

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 4.7 Key investor information and marketing communications

REC 3.14 Products, services and normal hours of operation

GENPRU 3.1 Application

SUP 17A.2 Connectivity with FCA systems

SUP 15.6 Inaccurate, false or misleading information

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

MAR 10.4 Position reporting