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IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

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PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

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PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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Effective Period

Similar To

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

CONC 8.7 Charging for debt counselling, debt advice and related services

PRIN 3.3 Where?

SYSC 8.1 General outsourcing requirements

MIPRU 3.1 Application and purpose

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

APER 4.6 Statement of Principle 6

COCON 3.1 General factors for assessing compliance

CONC 8.2 Conduct standards: debt advice

APER 4.2 Statement of Principle 2

COLL 4.2 Pre-sale notifications

PERG 13.5 Exemptions from MiFID

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme