Search Result

281 - 300 of 1282 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

GEN 7.2 Call charges

As Published: 2015

GEN 7.2 Call charges

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

FEES 8.1 [deleted]

As Published: 2013

FEES 8.1 [deleted]

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions