Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

…

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

…

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 4.2 Obligation to pay periodic fees

SYSC 21.1 Risk control: guidance on governance arrangements

SUP 5.4 Appointment and reporting process

COBS 11.2 Best execution for AIFMs and residual CIS operators

COCON 3.1 General factors for assessing compliance

SUP 5.6 Confidential information and privilege

BIPRU 12.6 Simplified ILAS

DEPP 2.5 Provision for certain categories of decision

EG 15.1 Introduction

REC 3.7 Auditors

CREDS 10.1 Application and purpose

COLL 11.4 Depositaries

PERG 8.12 Exemptions applying to all controlled activities

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

SUP 5.1 Application and purpose

EG 16.2 Disapplication orders

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

EG 19.34 Markets in Financial Instruments Regulations 2017

SYSC 19C.1 General application and purpose

EG 9.3 Prohibition orders and withdrawal of approval - approved persons