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MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

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COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

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CASS 6.7 Treatment of custody assets after a failure

As Published: 2017

CASS 6.7 Treatment of custody assets after a failure

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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Similar To

COBS 15.1 Application

SUP 6.4 Applications for cancellation of permission

COLL 6.10 Senior personnel responsibilities

COLL 6.11 Risk control and internal reporting

MAR 10.4 Position reporting

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

SUP 10A.10 Customer-dealing functions

COBS 20.3 Principles and Practices of Financial Management

COLL 5.3 Derivative exposure

SUP 18.4 Friendly Society transfers and amalgamations

PERG 5.11 Other aspects of exclusions

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts