Search Result

161 - 180 of 1239 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

As Published: 2016

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

SYSC 1.4 Application of SYSC 11 to 28A

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28A