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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

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CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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SUP 10A.3 Provisions related to the Act

As Published: 2020

SUP 10A.3 Provisions related to the Act

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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SUP 12.7 Notification and reporting requirements

As Published: 2002

SUP 12.7 Notification and reporting requirements

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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