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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

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Similar To

PERG 16.8 Territorial scope

RCB 6.2 Policy on decision and warning notices

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

COLL 9.4 Facilities in the United Kingdom for schemes recognised under section 272 of the Act

GEN 1.3 Emergency

EG 12.1 The FCA’s general approach

BIPRU 12.3 Liquidity risk management

FIT 1.3 Assessing fitness and propriety

REC 4.4 Complaints

REC 1.2 Purpose, status and quotations, notes or references

CREDS 2.1 Application and purpose

COBS 4.11 Record keeping: financial promotion

FEES App 1.1 Introduction