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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

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EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2008

COBS 10.7 Record keeping and retention periods for appropriateness records

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EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

SUP 16.9 Appointed representatives annual report

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COBS 18.2 Energy market activity and oil market activity

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CONC 2.8 E-commerce

DTR 1C.2 Modifying rules and consulting the FCA

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EG 5.1 Settlement and the FCA – an overview

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REC 4.4 Complaints

DISP 1.10A Complaints data publication rules