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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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CONC 7.14 Settlements, disputed and deadlocked debt

As Published: 2015

CONC 7.14 Settlements, disputed and deadlocked debt

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CONC 8.7 Charging for debt counselling, debt advice and related services

As Published: 2014

CONC 8.7 Charging for debt counselling, debt advice and related services

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EG 16.1 The FCA’s general approach to making disapplication orders

EG 7.5 Payment of financial penalties

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

MAR 1.10 Statutory exceptions

BIPRU 13.8 Securities financing transactions

SUP 17A.2 Connectivity with FCA systems

EG 4.14 Joint investigations with the PRA

SYSC 13.8 External events and other changes

FEES 6.6 Incoming EEA firms [deleted]

PRIN 3.3 Where?

BIPRU 14.1 Application and purpose

ICOBS 7.1 The right to cancel

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration