Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

…

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

…

PERG 13.2 General

As Published: 2011

PERG 13.2 General

…

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

…

PERG 17.3 What the advice must be about

As Published: 2014

PERG 17.3 What the advice must be about

…

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2017

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10A.5 Significant-influence functions

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

SUP 11.5 Notifications by firms

CONC 6.6 Pawn broking: conduct of business

DTR 4.2 Half-yearly financial reports

COLL 1.2 Types of authorised fund

GEN 4.2 Purpose

COLL 7.6 Schemes of arrangement

COBS 12.4 Investment recommendations

SYSC 2.1 Apportionment of Responsibilities

COLL 8.6 Termination, suspension, and schemes of arrangement

CONC 5A.5 Consequences of contravention of the cost caps

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS