Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

…

PERG 13.2 General

As Published: 2011

PERG 13.2 General

…

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

…

CONC 7.5 Pursuing and recovering repayments

As Published: 2014

CONC 7.5 Pursuing and recovering repayments

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DTR 1.4 Suspension of trading

SYSC 4.9

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

COLL 6.3 Valuation and pricing

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

RCB 3.4 Covered Bond issuance notifications

PERG 13.5 Exemptions from MiFID

EG 3.2A Information requests (section 122A)

EG 9.5 Prohibition orders against other individuals

DTR 8.3 Criteria for approval as a primary information provider

SUP 10A.5 Significant-influence functions

PERG 5.14 Exemptions

DTR 4.2 Half-yearly financial reports

COLL 1.2 Types of authorised fund

GEN 4.2 Purpose

MCOB 4.11 Sale and rent back: advising and selling standards

PERG 13.2 General

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

CONC 7.5 Pursuing and recovering repayments