Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 19E.1 Application

COBS 9.1 Application and purpose provisions

PERG 4.3 Regulated activities related to mortgages

INSPRU 1.1 Application

MCOB 13.3 Dealing fairly with customers: policy and procedures

BIPRU 4.2 The IRB approach: High level material

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

CONC 1.2 Who? What? Where?

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

COBS 8.1 Client agreements: non-MiFID designated investment business

DEPP 4.1 Executive decision maker

PERG 8.11 Types of exemption under the Financial Promotion Order

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

IPRU-INV 5.1 Application

SUP 11.6 Subsequent notification requirements by firms

PERG 10.1 Background

MAR 5.6A Suspension and removal of financial instruments

COBS 15.5 Special situations

REC 2A.1 Introduction

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy