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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 3.5 Official listing investigations (section 97)

As Published: 2016

EG 3.5 Official listing investigations (section 97)

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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EG 4.6 What a subject of investigation can say to third parties

As Published: 2016

EG 4.6 What a subject of investigation can say to third parties

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

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PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

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PERG 5.1 Application and purpose

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

FEES 5.1 Application and Purpose

REC 3.13 Delegation of relevant functions

FEES 5.8 Joining the Financial Ombudsman Service

MAR 9.1 Application, approach and structure

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

MCOB 2A.1 Remuneration: MCD regulated mortgage contracts

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

MAR 5A.8 Reporting requirements

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy