Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

FEES 8.1 [deleted]

As Published: 2013

FEES 8.1 [deleted]

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES App 1.2 Periodic Fees

BIPRU 11.1 Application and purpose

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

PERG 8.10 Types of financial promotion

EG 13.1 Introduction

PERG 12.3 Rights under a personal pension scheme

DISP 1.10B Payment services and electronic money complaints reporting

IPRU-INV 2.2 FINANCIAL RESOURCES REQUIREMENTS

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

COLL 7.2 Suspension and restart of dealings

PERG 8.5 In the course of business

COLL 2.1 Authorised fund applications

RCB 2.2 Applying for registration

MCOB 4.11 Sale and rent back: advising and selling standards

DTR 7.1 Audit committees

DTR 2.2 Disclosure of inside information

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

FEES 8.1 [deleted]