Search Result

601 - 620 of 1436 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

CONC 2.5 Conduct of business: credit broking

As Published: 2014

CONC 2.5 Conduct of business: credit broking

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID