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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

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COBS 4.8 Cold calls and other promotions that are not in writing

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 2.5 Cases where other authorities have an interest

SUP 11.7 Acquisition or increase of control: assessment process and criteria

SUP 3.5 Auditors' independence

EG App 2.1 Purpose, status and application of the guidelines

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

PERG 8.21 Company statements, announcements and briefings

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

MAR 1.3 Insider dealing

SYSC 19D.2 General requirement

COLL 8.5 Powers and responsibilities

CASS 10.1 Application, purpose and general provisions

SYSC 13.4 Requirements to notify the appropriate regulator

PERG 8.14 Other financial promotions

TC 2.1 Assessing and maintaining competence

BIPRU 8.1 Application

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

DEPP 1.2 Introduction to statutory notices