Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

COBS 8.1 Client agreements: non-MiFID designated investment business

As Published: 2007

COBS 8.1 Client agreements: non-MiFID designated investment business

…

SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information

…

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

…

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

…

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

As Published: 2008

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 4.2 Persons who effectively direct the business

SUP 21.1 Form of waiver for energy market participants

PERG 8.18 Financial promotions concerning the Lloyd’s market

GENPRU 2.1 Calculation of capital resources requirements

SUP 16.11 Product Sales, Performance and Back-book Data Reporting

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

EG 20.1 Introduction

EG 11.5 Other relevant powers

PR 5.6 Miscellaneous

SUP 3.2 Purpose

MCOB 3A.9 Systems and controls

MCOB 6.4 Mortgages: content of the offer document

PERG 9.6 The investment condition (section 236(3) of the Act): general