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EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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EG 12.1 The FCA’s general approach

PERG 16.5 How AIFMD affects other regulated activities

RCB 4.2 Enforcement powers and penalties

MAR 5A.9 Suspension and removal of financial instruments

MAR 5.6A Suspension and removal of financial instruments

PERG 8.32 Arranging deals in investments

DTR 2.2 Disclosure of inside information

CASS 7.10 Application and purpose

PERG 4.12 Appointed representatives

DTR 8.2 Approval as a primary information provider

CASS 7.15 Records, accounts and reconciliations

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

REC 3.24 Transfers of ownership

DTR 1C.2 Modifying rules and consulting the FCA

DTR 1A.2 Modifying rules and consulting the FCA

COBS 6.1A Adviser charging and remuneration

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

REC 3.16 Information technology systems

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

SUP 10A.12 Procedures relating to FCA-approved persons