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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

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MAR 6.4A Quotes in respect of non-equity instruments

As Published: 2017

MAR 6.4A Quotes in respect of non-equity instruments

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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Similar To

MAR 1.6 Manipulating transactions

PRIN 1.2 Clients and the Principles

CASS 11.2 Firm classification

DISP 1.10A Complaints data publication rules

SUP 15.6 Inaccurate, false or misleading information

RCB 1.1 Introduction to sourcebook

COBS 11.4 Client limit orders

CASS 1A.3 Responsibility for CASS operational oversight

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

SYSC 6.2 Internal audit

SUP 5.6 Confidential information and privilege

MAR 6.3A Quality of execution

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]