Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 4.2 Purpose

FEES 6.5 Compensation costs

DEPP 4.1 Executive decision maker

COLL 6.2 Dealing

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

REC 6.5 FCA decision on recognition

MCOB 8.5A Advised sales

SUP 8.4 Reliance on waivers

SYSC 22.1 Application

SUP 15.5 Core information requirements

EG 20.3 Decision making under the CCA Order

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

FEES 5.2 Introduction

SUP 10C.3 General material about the definition of controlled functions

EG 6.1 Publicity during FCA investigations

EG 8.3 Use of the own-initiative powers

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy