Search Result

401 - 420 of 1250 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy