Search Result

401 - 420 of 1142 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

REC 1.1 Application

As Published: 2005

REC 1.1 Application

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies