Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 4A.3 Record of recommendation

SYSC 22.9 Records and transitionals

REC 2.7A Position management and position reporting in relation to commodity derivatives

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

MCOB 6.1 Application

MAR 5.3 Trading process requirements

DEPP 6A.1 Introduction

PERG 8.30 Medium used to give advice or information

PERG 9.6 The investment condition (section 236(3) of the Act): general

COND 2.5 Suitability

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

GENPRU 3.2 Third-country groups

BIPRU 5.5 Other funded credit risk mitigation

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

EG App 2.1 Purpose, status and application of the guidelines

PERG 8.5 In the course of business

GEN 7.1 Application

MCOB 2.4 High pressure sales: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy