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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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Effective Period

Similar To

FIT 1.2 Introduction

DEPP 6.5A The five steps for penalties imposed on firms

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

REC 2.9 Transaction recording

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

DTR 1B.1 Application and purpose (Corporate governance)

PERG 2.4 Link between activities and the United Kingdom

SUP 10A.10 Customer-dealing functions

MCOB 3A.1 Application and purpose

COLL 8.4 Investment and borrowing powers

EG 7.1 The FCA’s use of sanctions

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

SUP 11.9 Changes in close links

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative