Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

…

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

…

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

…

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

…

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

TC 2.2A Time limits

PERG 10.3 Pension Scheme Trustees

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

FEES App 1 Annex 3 Emergencies [deleted]

SUP 11.8 Changes in the circumstances of existing controllers

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

PERG 5.1 Application and purpose

FEES 13.2 The IML levy

PERG 9.10 Significance of being an open-ended investment company

COCON 4.1 Specific guidance on individual conduct rules

BIPRU 8.1 Application

SYSC 9.1 General rules on record-keeping

DEPP 6.6 Financial penalties for late and incomplete submission of reports