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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

REC 1.1 Application

As Published: 2005

REC 1.1 Application

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral