Search Result

201 - 220 of 963 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

PERG 12.4 The application of requirements which implemented EU directives

As Published: 2006

PERG 12.4 The application of requirements which implemented EU directives

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions