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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

EG 4.10 The timeframe for responding to information and document requirements

As Published: 2016

EG 4.10 The timeframe for responding to information and document requirements

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose