Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

…

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 4.7 The section 297 power to revoke recognition

REC 4.2C Control over a UK RIE

EG 3.7 Investigations to assist overseas authorities (section 169)

FEES 2.1 Introduction

REC 4.1 Application and purpose

EG 4.3 Notification where a particular person is not yet under investigation

PERG 2.6 Specified investments: a broad outline

DEPP 4.1 Executive decision maker

PERG 4.5 Arranging regulated mortgage contracts

SUP 12.5 Contracts: required terms

COLL 7.7 UCITS mergers

SUP 18.1 Application

PERG 2.7 Activities: a broad outline

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

EG 18.1 Cancellation on the FCA’s own-initiative

EG 20.3 Decision making under the CCA Order

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

SUP 10C.9 Minimising overlap with the PRA approved persons regime

CREDS 10.1 Application and purpose