Search Result

181 - 200 of 282 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2017

COBS 10.4 Assessing appropriateness: when it need not be done

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator