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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

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REC 4.2E Information: compliance of UK recognised bodies with specified requirements

REC 3.23 Default

PERG 16.4 Acting as a depositary of an AIF

REC 3.22 Restriction of, or instruction to close out, open positions

REC 6.8 Powers to supervise

MAR 7A.1 Application

REC 3.24 Transfers of ownership

BIPRU 12.1 Application

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

COBS 10.4 Assessing appropriateness: when it need not be done

PERG 8.22 The Internet

DISP 3.6 Determination by the Ombudsman