Search Result

961 - 980 of 1429 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

MCOB 10.2 Purpose

As Published: 2012

MCOB 10.2 Purpose

MCOB 2A.4 Early repayment

As Published: 2016

MCOB 2A.4 Early repayment

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

As Published: 2017

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

MAR 5.6A Suspension and removal of financial instruments

As Published: 2017

MAR 5.6A Suspension and removal of financial instruments

REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints