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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

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ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

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EG 6.5 Publicity during, or upon the conclusion of civil action

REC 3.17 Inability to discharge regulatory functions

COCON 1.2 Investments

COBS 11.6 Use of dealing commission [deleted]

RCB 3.3 Asset pool notifications

DTR 6.3 Dissemination of information

SYSC 13.9 Outsourcing

FEES 2.2 Late Payments and Recovery of Unpaid Fees

BIPRU 3.4 Risk weights under the standardised approach to credit risk

IPRU-INV 5.1 Application

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

SYSC 1.1A Application

SYSC 6.2 Internal audit

REC 3.4 Members of the management body and internal organisation

GENPRU 3.1 Application

SUP 17A.2 Connectivity with FCA systems

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

MAR 10.5 Other reporting, notifications and information requirements

ICOBS 8.4 Employers’ Liability Insurance