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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

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COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

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EG 9.2 The FCA’s general policy in this area

EG 12.3 Criminal prosecutions in cases of market abuse

COCON 3.1 General factors for assessing compliance

COND 2.7 Business model

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SUP 16.10 Verification of firm details

REC 3.6 Constitution and governance

SUP 15.4 Notified persons

REC 2.14 Rules and consultation

REC 3.2 Form and method of notification

PERG 9.6 The investment condition (section 236(3) of the Act): general

PERG 9.3 The definition

SUP 16.13 Reporting under the Payment Services Regulations

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)