Search Result

541 - 560 of 1429 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2019

PERG 4.14 Mortgage activities carried on by professional firms

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales