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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

As Published: 2016

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

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EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

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COLL 4.3 Approvals and notifications

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

PERG 16.6 Exclusions

CASS 5.1 Application

FIT 2.1 Honesty, integrity and reputation

REC 3.14A Operation of a trading venue

PERG 3A.5 Exclusions

COLL 6.13 Record keeping

GEN 1.3 Emergency

SUP 15.6 Inaccurate, false or misleading information

CREDS 3A.2 Shares and deposits

MAR 10.3 Position management controls

COCON 3.1 General factors for assessing compliance

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

COBS 6.1A Adviser charging and remuneration

CREDS 7.2 General requirements concerning lending policy

REC 3.3 Waivers

CREDS 3A.1 Application and purpose

COLL 6.3 Valuation and pricing

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017