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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

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GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

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CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

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CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

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COBS 2.5 Optional additional products

As Published: 2015

COBS 2.5 Optional additional products

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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