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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

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REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

…

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EG 10.4 Other relevant powers

PERG 8.12 Exemptions applying to all controlled activities

BIPRU 13.6 CCR internal model method

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

SUP 3.10 Duties of auditors: notification and report on client assets

PERG 15.7 Transitional provisions [deleted]

REC 6.7 Notification rules for overseas recognised bodies

CASS 7.13 Segregation of client money

REC 2.2 Method of satisfying the recognition requirements

FIT 2.3 Financial soundness

EG 1.1 Overview

APER 4.1 Statement of Principle 1

CASS 10.1 Application, purpose and general provisions

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

DTR 2.2 Disclosure of inside information

REC 2.7A Position management and position reporting in relation to commodity derivatives