Search Result

1181 - 1200 of 1388 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

BIPRU 4.8 The IRB approach: Purchased receivables

As Published: 2006

BIPRU 4.8 The IRB approach: Purchased receivables

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM