Search Result

421 - 440 of 1288 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

CONC 2.2 General principles for credit-related regulated activities

As Published: 2015

CONC 2.2 General principles for credit-related regulated activities

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

FEES App 1.3 Application Fees

As Published: 2024

FEES App 1.3 Application Fees

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

COLL 13.2 Operational requirements for feeder NURS

As Published: 2016

COLL 13.2 Operational requirements for feeder NURS

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions