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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

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DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

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GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

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ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

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EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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Similar To

GENPRU 3.2 Third-country groups

DISP App 3.1 Introduction

EG 10.3 Asset-freezing injunctions

SUP 9.4 Reliance on individual guidance

PERG 5.4 The business test

EG 16.4 The effect of a disapplication order

CASS 7.14 Client money held by a third party

DISP App 3.3 The approach to considering evidence at step 1

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

GEN 6.1 Payment of financial penalties

SUP 15.4 Notified persons

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

DTR 8.2 Approval as a primary information provider

GEN 2.2 Interpreting the Handbook

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

MAR 10.2 Position limit requirements

SUP 15.2 Purpose

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

EG 12.3 Criminal prosecutions in cases of market abuse