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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

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ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

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SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

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CASS 7.12 Organisational requirements: client money

CONC 2.4 Credit references: conduct of business: lenders and owners

ICOBS 4.4 Commission disclosure for commercial customers

CONC 6.2 Assessment of creditworthiness: during agreement [deleted]

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

COBS 18.3 Corporate finance business

CREDS 3A.2 Shares and deposits

SUP 4.1 Application

DISP App 3.2 The assessment of a complaint

CONC 1.3 Guidance on financial difficulties

CREDS 3A.1 Application and purpose

DTR 5.5 Acquisition or disposal by issuer of shares

PERG 6.1 Application