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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

…

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SUP 6.2 Introduction

SUP 10A.9 Significant management functions [deleted]

EG 7.1 The FCA’s use of sanctions

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

SYSC 4.9

EG 5.5 The settlement discount scheme

EG 19.10 Enterprise Act 2002

DEPP 2.3 Decision notices and second supervisory notices

DEPP 4.1 Executive decision maker

EG 5.1 Settlement and the FCA – an overview

DEPP 2.2 Warning notices and first supervisory notices

DEPP 2.1 Statutory notices

SUP 10C.3 General material about the definition of controlled functions

APER 4.4 Statement of Principle 4

SUP 6.4 Applications for cancellation of permission

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

SYSC 4.5

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 9.9 The effect of the FCA’s decision to withdraw approval