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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

…

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EG 12.1 The FCA’s general approach

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

PERG 8.5 In the course of business

SUP 5.4 Appointment and reporting process

PERG 8.32 Arranging deals in investments

REC 4.7 The section 297 power to revoke recognition

PERG 7.3 Does the activity require authorisation?

SUP 11.7 Acquisition or increase of control: assessment process and criteria

CASS 7.13 Segregation of client money

EG 12.3 Criminal prosecutions in cases of market abuse

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

SUP 8.8 Revoking waivers

REC 3.4 Members of the management body and internal organisation

FIT 2.3 Financial soundness

TC App 3.1 Circumstances in which TC does not apply

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

COLL 6.9 Independence, names and UCITS business restrictions

SUP 15.1 Application

MAR 5.10 Operation of an SME growth market

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT