Search Result

241 - 260 of 1214 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services