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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

As Published: 2016

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

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MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

As Published: 2015

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

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EG 3.10 Liaison where other authorities have an interest

As Published: 2016

EG 3.10 Liaison where other authorities have an interest

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MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

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Similar To

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

EG 3.2B Information requests (section 122B)

EG 3.2 Information requests (section 165)

REC 2A.2 Method of satisfying the RAP recognition requirements

DISP 3.8 Dealing with information

PRIN 3.4 General

COLL 11.2 Approval of a feeder UCITS

EG 3.2A Information requests (section 122A)

COBS 12.4 Investment recommendations

FEES 6.2 Exemption

BIPRU 8.1 Application

COBS 11.7 Personal account dealing

MCOB 4.7A Advised sales

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

EG 3.10 Liaison where other authorities have an interest

MIPRU 3.1 Application and purpose

PERG 6.5 General principles

EG 16.1 The FCA’s general approach to making disapplication orders