Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

…

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 1.1 Application

SUP 16.4 Annual controllers report

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 5.3 Contracts of insurance

EG 7.2 Alternatives to sanctions

PERG 1.2 Introduction

MAR 4.3 Support of the Takeover Panel's Functions

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 8.5 In the course of business

PERG 7.3 Does the activity require authorisation?

GENPRU 3.2 Third-country groups

FEES App 1.2 Periodic Fees

SUP 4.2 Purpose

PRIN 3.4 General

COLL 4.8 Notifications for UCITS master-feeder arrangements

SUP App 3.3 Background

GEN 1.3 Emergency

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)