Search Result

741 - 760 of 1434 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

…

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

…

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

…

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

…

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

…

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

…

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

…

COLL 9.1 Application and general information

As Published: 2024

COLL 9.1 Application and general information

…

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

…

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

…

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

…

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

…

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

…

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

…

MCOB 2A.3 Foreign currency loans

As Published: 2019

MCOB 2A.3 Foreign currency loans

…

MCOB 3A.4 Qualifying credit financial promotions

As Published: 2015

MCOB 3A.4 Qualifying credit financial promotions

…

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

…

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

…

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

…

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

…