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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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EG 19.35 Data Reporting Services Regulations 2024

SUP 16.9 Appointed representatives annual report

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EG 6.2 Publicity during, or upon the conclusion of regulatory action

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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PERG 9.10 Significance of being an open-ended investment company

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

CASS 6.2 Holding of client assets

SUP 10C.13 Variation of conditional and time-limited approvals

CREDS 10.1 Application and purpose

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy